Uniform Securities Act

Results: 366



#Item
181U.S. Securities and Exchange Commission / Economy of the United States / Securities Litigation Uniform Standards Act / United States / Financial regulation / United States securities law / Public Company Accounting Oversight Board / Securities Exchange Act

UNITED STATED OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 31, 2014

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Source URL: edgar.sec.gov

Language: English - Date: 2014-03-31 15:45:54
182United States securities law / United States Securities and Exchange Commission / Investment / Business / Finance / SEC filings / Securities Act / Security / Stock market / Financial economics

Model Accredited Investor Exemption Uniform Notice of Transaction

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Source URL: www.state.sd.us

Language: English - Date: 2014-02-19 10:27:11
183Investment / Financial regulation / Business / Investment Advisor / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Uniform Securities Act / Securities Act / Investment Advisers Act / Finance / Financial economics / United States securities law

IA Switch Seminar Navigating the Dodd-Frank Act’s New Regulatory Requirements for Investment Advisers

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Source URL: www.state.me.us

Language: English - Date: 2014-01-22 10:08:40
184Stock market / Certified copy / Equity securities / Birth certificate / Notary public / Uniform Transfers to Minors Act / Stock / Gift / Dividend / Law / Civil law / Notary

InterVivos Gift of Stock Sharing in your Native Culture Giving the Gift of Settlement Stock in Koniag, Inc. Any shareholder, 18 years of age or older, may gift their stock to their Alaska Native descendant, which is def

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Source URL: www.koniag.com

Language: English - Date: 2011-12-30 18:31:23
185Finance / 73rd United States Congress / United States Securities and Exchange Commission / Investment / SEC filings / Securities Act / Security / Regulation S-K / United States securities law / Stock market / Financial economics

STATE OF UTAH Department of Commerce Division of Securities Form 11 Application for Hearing for Certain Exchanges of Securities Under Section[removed]of the Utah Uniform Securities Act

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Source URL: securities.utah.gov

Language: English - Date: 2013-09-12 21:17:16
186Internal Revenue Code / Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act / United States securities law / 529 plan / Mutual fund / Rate of return / Investment / Financial economics / Finance

NON-TAXABLE INCOME WORKSHEET

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Source URL: www.washington.edu

Language: English - Date: 2014-02-28 17:42:56
187Property / Private law / Property law / Renting / Real property / Concurrent estate / Lease / Estate / Life estate / Real property law / Law / Real estate

DEFINITION OF A SECURITY Citations from the Utah Uniform Securities Act[removed]Definition

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Source URL: securities.utah.gov

Language: English - Date: 2013-09-12 18:34:04
188Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act / United States securities law / 529 plan / Mutual fund / Money market fund / Investment / Financial economics / Internal Revenue Code

NON-TAXABLE INCOME WORKSHEET

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Source URL: www.washington.edu

Language: English - Date: 2014-02-27 13:02:00
189United States securities law / Finance / Investment / Securities / SEC filings / Securities Act / Prospectus / Security / Registration statement / United States Securities and Exchange Commission / Stock market / Financial economics

Form U-1 -- Uniform Application to Register Securities Form U1 Uniform Application to Register Securites

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Source URL: securities.utah.gov

Language: English - Date: 2013-09-12 21:17:30
190Stock market / SEC filings / United States securities law / Securities / United States Securities and Exchange Commission / Securities Act / Prospectus / Unit investment trust / U.S. Securities and Exchange Commission / Financial economics / Investment / Finance

Uniform Investment Company Notice Filing Please Read Instructions Prior to Filling Out Form State File No. ______________ Notice to the State/Commonwealth of __________________________________________________

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Source URL: securities.utah.gov

Language: English - Date: 2013-09-12 21:17:25
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